List of Flash News about Regulation ATS
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2025-09-10 17:02 |
SEC support for on-chain capital raising and super-app trading platforms claimed by @rovercrc: verification checklist for traders
According to @rovercrc, SEC Chair Paul Atkins said the SEC will support on-chain capital raising without excessive legal barriers and will open the door for super-app trading platform innovation (source: @rovercrc). The post includes no accompanying SEC press release, rule filing, or speech transcript, so the statement is unverified for trading decisions until an official notice appears on sec.gov (source: @rovercrc; source: U.S. SEC). Under current U.S. securities law, on-chain issuance and app-based trading of securities fall under broker-dealer registration, custody, and Regulation ATS requirements, meaning any such initiative would operate through compliant intermediaries rather than outside the regime (source: U.S. SEC; source: FINRA). Traders should monitor the SEC Press Releases, Rulemaking Index, and Speeches pages, and any related FINRA notices, before positioning on this headline to reduce regulatory headline risk (source: U.S. SEC; source: FINRA). |